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description=The Ontario Securities Commission is an independent Crown agency that regulates Ontario’s capital markets by making rules that have the force of law and by adopting policies that influence the behaviour of capital markets participants.;

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you invest osc in the community investor advisory panel members of the investor advisory panel investor advisory panel meeting agendas investor advisory panel notices and information submissions by the investor advisory panel enforcement court proceedings sanctions allocation and use of funds from sanctions and settlements individuals or companies with unpaid osc sanctions returning funds to harmed investors cease trade and freeze orders mediation program osc whistleblower program award eligibility and process whistleblower protections submit a whistleblower report update on the osc whistleblower program 2016 to 2022 investigation resources automatically reciprocated orders and settlement agreements osc quadrigacx report quadrigacx investigative report news events news releases events speeches and interviews osc dialogue osc dialogue 2026 competitive edge osc speakers program reports and publications action plan for truth and reconciliation research and insights media resources connect with us subscribe osc guide covid 19 updates about us role of the osc our structure osc strategic plan osc highlights osc organization and leadership advisory committees governance board directors board committees accountability osc annual report osc statement of priorities osc business plan osc service commitment expense disclosure domestic and international engagement delegation visits domestic engagement international engagement and cooperation careers at the osc working at the osc student employment opportunities applying for a job with the osc contact us accessing osc records open data open data feedback form search welcome to the ontario securities commission image in focus john natividad guilty of insider trading csa seeks comment on proposed information technology system integrity rule osc investor warnings and alerts for september 1 september 22 2026 osc and nssmc ukraine partner to share knowledge on regulatory issues csa seeks comment on proposed amendments to investment fund repurchase transactions requirements find what you re looking for companies registration and compliance market regulation investment funds tribunal investors image companies image mergers and acquisitions image resources for smes image selling securities in ontario image registration and compliance image registrant search image topical guide for registrants image registrant outreach program image market regulation image self regulatory organizations sros image marketplaces image clearing agencies and clearing houses image investment funds image investment management brief image investment fund survey image capital markets tribunal image tribunal hearing schedule image tribunal proceedings image tribunal resources image notices image getsmarteraboutmoney ca image investor resources image investor protection image investor research and reports image check registration image investing academy companies image companies image mergers and acquisitions image resources for smes image selling securities in ontario registration and compliance image registration and compliance image registrant search image topical guide for registrants image registrant outreach program market regulation image market regulation image self regulatory organizations sros image marketplaces image clearing agencies and clearing houses investment funds image investment funds image investment management brief image investment fund survey tribunal image capital markets tribunal image tribunal hearing schedule image tribunal proceedings image tribunal resources image notices investors image getsmarteraboutmoney ca image investor resources image investor protection image investor research and reports image check registration image investing academy quicklinks csa sedar nrd sedi check registration featured resources image getsmarteraboutmoney ca getsmarteraboutmoney ca is one of canada s most visited financial literacy websites featuring articles tools calculators worksheets videos and other resources to help people understand investing and make informed financial decisions learn more image innovation at the osc the office of economic growth and innovation the innovation office is a dedicated team at the osc focussed on initiatives that support economic growth and innovation in ontario s capital markets the innovation office contributes to processes that support innovation and drive efficiency at the osc more image osc whistleblower program the osc whistleblower program accepts tips on possible violations of ontario securities law offers protections for individuals who come forward as well as a reward of up to 5 million for tips that lead to enforcement action more image company and fund information sedar is the platform used by all market participants to file disclose and search for issuer information in canada s capital markets sedar provides access to documents filed by public companies investment funds and certain third party filers more latest news see all news releases osc enforcement before the court october 1 2026 john natividad guilty of insider trading csa october 1 2026 csa seeks comment on proposed information technology system integrity rule osc enforcement september 22 2026 osc investor warnings and alerts for september 1 september 22 2026 csa september 17 2026 csa seeks comment on proposed amendments to investment fund repurchase transactions requirements osc september 17 2026 osc and nssmc ukraine partner to share knowledge on regulatory issues osc september 15 2026 osc publishes investment management division annual summary report see all news releases upcoming events see all events event image image osc in the community osc in the community bradford 05 oct 06 30 pm 07 30 pm bradford osc in the community osc in the community gravenhurst 05 oct 01 00 pm 02 00 pm gravenhurst osc in the community osc in the community orillia 05 oct 10 00 am 11 00 am orillia see all events reports and publications see all publications image february 3 2026 gamification and retail investing positive use cases and mitigation techniques image december 9 2025 corporate finance division 2025 annual report image may 3 2024 osc strategic plan 2024 2030 see all publications stay up to date subscribe to our updates connect with us image footer main navigation industry registration and compliance innovation at the osc companies investment funds market regulation derivatives artificial intelligence ai sedar securities law legislation instruments rules and policies proposed instruments rules and policies orders rulings and decisions blanket orders delegation orders osc bulletin filing documents online tribunal investors investor protection investor resources investor research and reports investor warnings and alerts check before you invest osc in the community investor advisory panel enforcement court proceedings sanctions cease trade and freeze orders mediation program osc whistleblower program investigation resources automatically reciprocated orders and settlement agreements osc quadrigacx report news events news releases events reports and publications media resources connect with us subscribe covid 19 updates about us role of the osc governance accountability domestic and international engagement careers at the osc contact us open data français footer menu accessibility at the osc legal osc service commitment open data contact us careers sitemap feedback form your feedback matters use this form to submit website feedback and suggestions or to inform us about website issues if you are a market participant investor or member of the public in need of assistance or information related to osc programs and services or you wish to make a complaint or submit a tip please visit our contact page for the relevant contact information email address optional full name optional comment your personal information may be collected in order to respond to your feedback your information will not be placed on mailing lists or 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director s decisions applying for relief registrant outreach program back topical guide for registrants registrant search back registered firms list registration forms and documents back fees back participation fees activity fees late fees national registration database nrd fees working with older and vulnerable clients crypto businesses innovation at the osc companies back selling securities in ontario back pre filing a prospectus with the osc filing a prospectus in ontario prospectus marketing rules acquisition disclosure when filing a prospectus other prospectus matters the exempt market back exempt distributions summary ontario exempt market dashboard companies that have not delivered annual financial statements continuous disclosure resources for companies industry specific disclosure requirements back specific disclosure requirements for mining and oil and gas companies canadian cannabis industry disclosure requirements insider reporting bankruptcy restructuring and receivership proceedings mergers and acquisitions back take over bids and issuer bids conflict of interest transactions take over bid defensive tactics early warning system and alternative monthly reporting system filing guidance information on ifrs back guidelines for requests for consultations with the department of the chief accountant issuer related instruments policies and notices reporting issuer and issuer forms back filing due dates calendar for annual and interim filings by reporting issuers form 45 106f1 report of exempt distribution applying for discretionary relief designated benchmarks and benchmark administrators investment funds back types of investment funds prospectus offerings for investment funds in ontario operating an investment fund in ontario ongoing disclosure requirements for investment funds in ontario marketing and sales of investment funds investment management brief investment fund survey back investment fund survey data long term asset fund project market regulation back self regulatory organizations sro back canadian investment regulatory organization ciro predecessor self regulatory organizations back investment industry regulatory organization of canada iiroc mutual fund dealers association of canada mfda marketplaces back exchanges back recognized exchanges exempt exchanges swap execution facilities and multilateral trading facilities alternative trading systems atss back atss operating in ontario clearing agencies and clearing houses back recognized clearing agencies exempted clearing agencies investor protection funds back canadian investor protection fund cipf predecessor investor protection funds back former canadian investor protection fund former cipf mfda investor protection corporation mfda ipc information processors trade repositories market structure initiatives derivatives back data reporting requirements for derivatives in ontario and trade repository designation legal entity identifiers corra term corra based otc derivatives trend analysis back report on canadian otc derivatives list of foreign derivatives firms exempt under sections 39 or 46 of ni 93 101 artificial intelligence ai sedar securities law back legislation back legislative reviews instruments rules and policies back 1 procedure and related matters 2 certain capital market participants 3 registration requirements and related matters 4 distribution requirements 5 ongoing requirements for issuers and insiders 6 take over bids and special transactions 7 securities transactions outside the jurisdiction 8 investment funds 9 derivatives documents not numbered securities rule making in ontario transforming how we share ontario s securities regulation proposed instruments rules and policies orders rulings and decisions blanket orders delegation orders osc bulletin filing documents online back registration forms and documents reporting issuer and issuer forms tribunal investors back investor protection back the obsi joint regulators committee investor resources investor research and reports investor warnings and alerts check before you invest osc in the community investor advisory panel back members of the investor advisory panel investor advisory panel meeting agendas investor advisory panel notices and information submissions by the investor advisory panel enforcement back court proceedings sanctions back allocation and use of funds from sanctions and settlements back grant opportunities back research grant competition individuals or companies with unpaid osc sanctions returning funds to harmed investors back status of money received under disgorgement orders issued on or after september 1 2025 active distributions report of completed distributions to date cease trade and freeze orders mediation program osc whistleblower program back award eligibility and process whistleblower protections submit a whistleblower report back submission guide technical support for submitting a whistleblower report update on the osc whistleblower program 2016 to 2022 investigation resources automatically reciprocated orders and settlement agreements osc quadrigacx report back quadrigacx investigative report news events back news releases events back speeches and interviews osc dialogue back osc dialogue 2025 future ready osc dialogue 2024 inviting thriving and secure capital markets osc dialogue 2023 regulating with purpose osc dialogue 2026 competitive edge osc speakers program reports and publications back action plan for truth and reconciliation research and insights media resources connect with us subscribe back osc guide covid 19 updates about us back role of the osc back our structure osc strategic plan osc highlights osc organization and leadership advisory committees governance back board directors back board director opportunities board committees accountability back osc annual report osc statement of priorities osc business plan osc service commitment back osc service standards reporting expense disclosure domestic and international engagement back delegation ...