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description=Leading provider of NMS 605 analysis tools and Amended Rule 605 compliance software. SEC Rule 605/606 reporting, FINRA best execution compliance, and equity trade surveillance for broker-dealers.;
keywords=NMS 605,NMS 605 analysis,amended NMS 605,amended 605 regulation,NMS Rule 605,amended rule 605,SEC regulatory reporting,FINRA compliance software,Rule 606 reporting,best execution compliance,605 compliance,605 analysis tool;
author=The Karn Group;

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trading compliance solutions sec finra reporting the karn group products equity compliance nms rule 605 best execution trade supervision sec regulatory reporting equity trade surveillance fixed income compliance best execution trade supervision best execution statistics fixed income trading technology automated bidding market intelligence technology about contact career open menu the karn group trading and compliance solutions explore our products the karn group inc tkg is a web based provider of industry leading compliance and trading technology we offer a rich suite of equity and fixed income compliance and surveillance products tkg is a leading provider of nms 605 and amended rule 605 technology for firms that will be required to do public reporting we are the largest provider of fixed income compliance solutions for sec and finra regulated broker dealers banks and clearing firms nms rule 605 equity compliance industry leading nms 605 and amended rule 605 compliance platform sec execution quality reporting best execution supervision and finra regulatory compliance for broker dealers trade surveillance an innovative surveillance system that visually displays exceptions so you can review cases in market context and facilitate exception analysis fixed income compliance industry leading web based tools that automate fixed income best execution and keep you prepared for examinations in an increasingly demanding regulatory environment fixed income trading technology state of the art real time analysis of municipal and credit market activity term structure and spreads automated real time bidding of rfqs and generation of fair value prices tkg products see how we can help contact us copyright the karn group 2025 all rights reserved privacy policy