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description=Providing simple and elegant solutions to address client needs for regulatory reporting, trade surveillance, and best execution analytics, across multiple asset classes.;
description=S3 is a financial compliance and regulatory reporting software company specializing in compliance and trade analytics for financial institutions & exchanges.;

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Text of the page (random words):
s3 compliance trade analytics software company phone 512 329 3245 email info s3 com person client login home about s3 products sec rules 605 606 reporting software nextgen 605 605 reporting 606 a reporting 606 b 1 reporting 606 b 3 reporting look through best execution analytics software equities options 606 analysis extended hours trading 24 5 best execution analytics fx aware depth aware enhanced eq otc depth aware otc best execution analysis best execution tca monitoring software cat reporting software trade surveillance software concierge custom professional reports news and events portal support contact s3 search all in one compliance reporting trade analytics software suite of products who we serve s3 s extensive suite of products enables you to easily satisfy your regulatory obligations and analyze your data to gain trading insights all in one sleek user friendly platform summarize all in one regulatory reporting solutions analytics advanced trading analytics technology regulatory reporting meet your regulatory reporting obligations with ease using s3 s all in one compliance reporting suite generated from one secure platform summarize sec rule 605 reporting summarize sec rule 606 reporting summarize consolidated audit trail cat summarize trade surveillance suite summarize sec rule 605 reporting requires market centers that trade nms securities to provide monthly reports that contain information on covered order executions more info summarize sec rule 606 reporting rule 606 a 1 requires in depth disclosures regarding venues orders and executions for held nms equity and option orders less than 50k with detailed fee and rebate information rule 606 b 1 requires detailed order execution data including execution venue and time for any customer order for held exempt not held and options orders must be produced upon request rule 606 b 3 and look through requires reports including information about liquidity order routing and order execution including further routable instructions that must be produced within 7 days of request for not held orders more info summarize consolidated audit trail cat during our rigorous onboarding process we identify all possible gaps in your source data so you can avoid the headache of unnecessary errors s3 s cat team regularly verifies your source data prior to submission then we monitor for any linkage issues and work with your counterparties to resolve them while we handle the day to day of submissions and repairs you can use s3 s sleek web based user interface to view all files and maintain full oversight of the process more info summarize trade surveillance suite monitor for a wide range of restricted behaviors across multiple asset classes configured to your specific supervisory requirements and document with an automated audit trail all in a single dashboard reports included but not limited to spoofing layering marking the close trade through reg sho equity options manipulation wash sales insider trading large move trf orf order marking more info trade analytics analytics best execution analysis analytics transaction cost analysis tca analytics public 606 analysis analytics concierge reporting analytics best execution analysis readily examine execution quality for equities options complex options and extended hours trading using a variety of customizable metrics and benchmarks more info analytics transaction cost analysis tca s3 s tca tool allows you to review detailed post trade metrics using a wide variety of benchmarks so you can measure your performance and trade better available for domestic canadian and international markets more info analytics public 606 analysis analyze an aggregated view of all public 606 data available using s3 s intuitive grouping and filtering functions to gain better insights across the entire industry more info analytics concierge reporting custom on demand professional reports formatted to your standards by a dedicated data specialist more info who we serve click on your firm type to see how s3 can help hft market maker us broker dealer canadian broker dealer international trading firm exchange mutual fund buy side sell side bulge bracket retail bank prop trader 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge fx aware within best ex analysis tca concierge 606 analysis within best ex analysis cat reporting 605 606 reporting best execution analysis concierge fixed income best ex tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge cat reporting trade surveillance hft 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge market maker 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge us broker dealer 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge canadian broker dealer 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge international trading firm fx aware within best ex analysis tca concierge exchange 606 analysis within best ex analysis cat reporting 605 606 reporting best execution analysis concierge mutual fund fixed income best ex tca concierge buy side 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge sell side 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge bulge bracket 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge retail bank 605 606 reporting best ex analysis cat reporting trade surveillance tca concierge prop trader cat reporting trade surveillance careers join our award winning team view jobs get in touch linkedin this field is for validation purposes and should be left unchanged name required first last phone required email required firm required comments questions required what is three plus 1 answer with a number captcha submit speaking engagements nov 2 2026 tabb group best ex symposium mark davies ceo of s3 oct 8 2026 msda fall guest speaker series featuring mark davies ceo of s3 9 10 26 dsta mark market dynamics competition transparency execution competition across today s trading ecosystem and the changing dynamics of market quality where liquidity forms price discovery and the balance between displayed and off exchange markets moderator mark davies s3 jeff mendl mcap jacob rappaport stonex greg ferrari txse reid noch td securities 1 29 26 sta florida annual conference market structure panel moderator mark davies s3 ceo panelists ellen greene imc head of business development and market structure strategy ralston roberts velocity clearing head of global markets larry tabb bloomberg intelligence head of market structure research clayton moore execution services virtu financial 1 21 26 stac mid winter meeting fireside chat with sec director jamie selway and mark davies ceo of s3 show more show less view more 11 13 25 carolina sta scott moderator ats unplugged trading in the shadows legally moderator scott richard vp global head of sales strategy s3 ralston roberts head of global markets velocity clearing john graf head of equities market development nyse jeff mendl vp head of sales otc markets group sean spector business development one chronos matt brown director of sales trading blue ocean technologies jimmy mcgrail md business development liquidity strategy intelligentcross 4 7 25 stany 89th annual conference shifting regulatory tides market structure under a new regime moderator mark davies ceo s3 adrian griffiths head of market structure memx joe mecane head of citadel execution services citadel securities adam nunes head of compliance and risk hudson river trading john ramsay chief markets policy officer iex 3 7 25 denver sta winter conferenc e scott richard panel moderator 2 27 25 sta florida annual conference market structure panel moderator mark davies ceo s3 joe pleffner of gts oliver sung of cboe ed hosty robinhood jacob rappaport stonex 1 30 25 stany emerging leaders conference moderator shannon keirsey sales trader citadel securities mark davies ceo s3 christine lee head of business development liquidnet john ramsay chief market policy officer iex lisa utasi senior trader clearbridge investments show more show less 4 23 24 tradetech europe interacting with retail liquidity examining the role of retail liquidity how has the rise in retail trading volumes impacted the institutional markets and how can you leverage new platforms and tools to access this liquidity adrian bradshaw senior equity dealer invesco mark davies co founder and ceo s3 james webb deputy head of execution peel hunt wail azizi chief strategy officer equiduct lara shevchenko senior policy advisor market structure fia european principal traders association 4 10 24 sta washington dc spring update retail trading fireside chat with mark davies ceo of s3 and moderated by dan zinn general counsel chief of staff at otc markets group 3 7 24 fix emea trading conference keeping markets moving mark davies ceo of s3 nick idelson co chair algo trading working group fix trading community greg konczak manager fixed trading venues fca robert miller head of global equity execution consulting vanguard asset management ltd severine vandelanoite senior vp market structure and regulation deutsche borse 2 1 24 stany emerging leaders expert panel with scott richard vp global head of sales strategy at s3 shelley eleby md head of marketing electronic trading at bmo capital markets jennifer fagenson head of equities at dash financial technologies ron hooey senior director client execution quality and order routing bny mellon pershing moderated by amanda jimenez quantitative client trading hudson river trading 1 16 24 best ex tca analysis and regulatory reporting roundtable at interbourse in soldeu andorra with industry members from across emea 11 8 23 tradeliance regulatory roundtable in dallas regulatory roundtable with scott richard vp global head of sales strategy at s3 to discuss current industry issues with members of the dallas trading community 10 28 23 axos clearing leadership summit mark davies s3 chris versace cio of tematica research moderated by michael scaplen axos clearing show more show less 10 12 23 90th annual sta market structure conference mark davies s3 tom hochleutner senior compliance officer at clear street ovi montemayor managing director at charles schwab stephen kay global head of sell side sales at virtu financial and moderated by jacob rappaport head of equities stonex group inc 9 7 23 dallas sta regulatory update with mark davies s3 and jim toes president and ceo sta 7 11 23 tradeliance regulatory roundtable in minneapolis regulatory roundtable with scott richard vp global head of sales strategy at s3 to discuss current industry issues with members of the minneapolis trading community 5 23 23 fif webinar on fixed income trade surveillance moderator tom jordan chair of the fif advisory committee panel ted karn of the karn group alex sedgwick of abel noser and john standerfer of s3 5 17 23 advisorpedia podcast expanding offerings and evolving the market with michael scaplen and mark davies https www advisorpedia com podcasts expanding offerings and evolving the market with michael scaplen and mark davies 5 11 23 itap annual mark davies presentation on sec proposals 5 5 23 carolina sta sec proposals the comments are in where do we stand moderator mark davies s3 panel ed hosty robinhood troy draizen jones trading stephen kay virtu 2 24 23 sta florida market structure topic next generation market structure moderator mark davies s3 panel rob verderese head of cash trading virtu adam inzirillo svp head of north american equities cboe global markets scot galvin coo poo robinhood michael harrington citadel securities 2 8 23 sifma webinar presentation to equity markets and trading committee sec 605 proposal 1 25 23 sta chicago panel market structure sec rule filing updates moderator phil pearson barclays head of americas electronic equity product panel clare saperstein head of equities at nyse joe mecane head of execution services at citadel securities mark davies co founder ceo s3 jason wallach head of capital markets at apex clearing corporation show more show less who we serve s3 is a full service compliance and trade analytics software company that services many of the world s largest financial institutions and exchanges facebook x linkedin quick links home about s3 news and events careers contact s3 privacy policy search for 6500 river place blvd bldg 7 suite 250 austin tx 78730 mail info s3 com phone 512 329 3245 2026 all rights reserved website by webn8 keyboard_arrow_up menu